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James W. Collins, Jr, MD, MPH, Richard J. David, MD, Arden Handler, DrPH, Stephen Wall, MD and Steven Andes, PhD

James W. Collins Jr is with the Department of Pediatrics, Children’s Memorial Hospital, Feinberg School of Medicine, Northwestern University, Chicago, Ill. Richard J. David is with the Department of Pediatrics, Cook County ospital, University of Illinois Medical School, Chicago. Arden Handler and Steven Andes are with the School of Public Health, University of Illinois, Chicago. At the time of the study, Stephen Wall was with the University of Chicago Hospital, Chicago, Ill.

Correspondence: Requests for reprints should be sent to James W. Collins Jr, Division of Neonatology, Children’s Memorial Hospital, 2300 Children’s Plaza, No. 45, Chicago, IL 60614 (e-mail: jcollins{at}northwestern.edu).

	ABSTRACT

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Objectives. We determined whether African American women’s lifetime exposure to interpersonal racial discrimination is associated with pregnancy outcomes.

Methods. We performed a case–control study among 104 African American women who delivered very low birthweight (<1500 g) preterm (<37 weeks) infants and 208 African American women who delivered non–low-birthweight (>2500g) term infants in Chicago, Ill.

Results. The unadjusted and adjusted odds ratio of very low birthweight infants for maternal lifetime exposure to interpersonal racism in 3 or more domains equaled 3.2 (95% confidence intervals=1.5, 6.6) and 2.6 (1.2, 5.3), respectively. This association tended to persist across maternal sociodemographic, biomedical, and behavioral characteristics.

Conclusions. The lifelong accumulated experiences of racial discrimination by African American women constitute an independent risk factor for preterm delivery.

	INTRODUCTION

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It has long been recognized that African American infants are more than twice as likely as White infants to die in their first year of life.^1,2 Reflecting the public health relevance of this phenomenon, Healthy People 2010 calls for the elimination of the racial disparity in infant mortality rates.³ Infant birthweight is a primary determinant of infant mortality risk. The approximately 1% of births occurring at very low birthweight (VLBW; < 1500 g), pathological in all populations,^1,4,5 accounts for more than half of the neonatal deaths and 63% of the Black–White gap in infant mortality in the United States.⁴ An extensive literature has treated pregnancy as a condition influenced by proximal events and has been unable to delineate the mechanisms underlying African American infants’ threefold greater rate of VLBW.^6–14 A seminal study by Kleinman and Kessel⁶ found not only a persistent but a widening racial gap in the incidence of VLBW infants as sociodemographic risk declines (i.e., VLBW risk declines as socioeconomic status increases). Another study found that in a prepaid health plan, the racial disparity in the rates of VLBW persisted among college-educated mothers who received adequate prenatal care.⁷ Behavioral risk factors during pregnancy—cigarette smoking and alcohol and illicit drug usage—also have a negligible impact on the racial gap.¹⁴ Numerous epidemiological studies have found that the racial differential in the rate of VLBW infants exists among women who reside in nonimpoverished neighborhoods.^10–13

New conceptual models have been proposed to elucidate the contribution of chronic stress to preterm (< 37 weeks) delivery and consequent VLBW risk.^15–17 Rich-Edwards et al.¹⁶ speculated that chronic stress from maternal lifetime exposure to interpersonal racism is a risk factor for infant VLBW. Misra et al.¹⁷ proposed that social (i.e., socioeconomic status) factors are antecedent to both psychosocial (i.e., stress, social support) factors and biomedical (i.e., health behaviors, preexisting diseases) factors; the latter are in turn risk factors for infant VLBW. Hogue et al.¹⁵ proposed the classic host (i.e., pregnant women), environment (i.e., chronic social stressors), and agent (i.e., immediate emotional or physical stressors) triangle of epidemiological causality.⁵

Chronic stress is a more prominent feature in the daily lives of African American women than in the daily lives of White women.¹⁸ Although there have been several studies on the relation between chronic stress and infant birthweight,^19–21 few studies have specifically focused on the relation between women’s regular (ranging from a few times per year to nearly every day) exposure to racial discrimination—a nonrandom and race-related source of stress—and infant VLBW.¹⁸ To the extent that population differences in chronic stress from lifetime exposure to interpersonal racial discrimination underlie the observed racial differential in the rate of VLBW infants, one would expect an association between this exposure and VLBW among African Americans.

A causal association between African American women’s exposure to chronic stress from interpersonal racism and infant VLBW is biologically plausible. Wadhwa et al.²² showed that chronic maternal exposure to stress—through maternal cardiovascular, immune/inflammatory, and neuroendocrine processes—is detrimental to infants’ birth-weight. Moreover, psychophysiological stress is likely to accelerate the release of corticotropin-releasing hormone, which initiates a cascade of events leading to preterm delivery.^16,22 Consistent with the larger literature on stress, clinical studies show that exposure to racial stressors leads to physiological reactivity.^23–27 African American women who were exposed to what they perceived as racial bias and internalized their responses to unfair treatment had a fourfold greater risk of hypertension.²³ In another study, the viewing of racist situations was associated with a significant rise in blood pressure that correlated with the African American subjects’ responses on the Framington Anger Scale.²⁴ Jones et al.²⁵ also reported significant changes in heart rate, digital blood flow, and facial muscle activity in African American women who encountered social situations that included blatant and more subtle forms of racism.

We therefore performed a case–control study among a sample of urban African Americans to determine the extent to which women’s reported lifetime and pregnancy exposure to interpersonal racial discrimination is associated with VLBW births.

	METHODS

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Study Sample
African American mothers delivering at Cook County Hospital and University of Chicago Hospital in Chicago, Ill, between November 1, 1997, and October 31, 2000, were recruited for this study. These hospitals serve critically ill and healthy infants across a broad range of socioeconomic status. Nevertheless, approximately two thirds of the participants in the study were Medicaid recipients.

The medical record was abstracted to determine infants’ birthweight as defined by nursing measurement, gestational age based on physicians’ physical assessment of the neonate, and maternal race as self-defined. Case subjects were restricted to mothers of singleton VLBW (< 1500 g) preterm (< 37 weeks) infants. Control subjects were restricted to mothers of (1) critically ill singleton non–low-birthweight (NLBW; > 2500 g), term infants admitted to the neonatal intensive care unit for ventilator management; and (2) healthy singleton NLBW infants admitted to the normal newborn nursery. We approached the mothers of all eligible VLBW and critically ill NLBW infants. To ensure a 1:2 case-to-control ratio, we approached mothers of healthy NLBW infants who most approximated case infants with respect to time and day of admission within each participating hospital. We offered a $10 participation reward to all eligible subjects. Study personnel approached African American mothers within 72 hours of their infants’ admission to the neonatal intensive care unit or normal newborn nursery. We obtained informed consent from the women before study enrollment. Mothers of infants who expired within 72 hours of birth were not requested to complete the study questionnaire.

During the accrual period, 117 case subjects and 234 control subjects were potentially eligible. Of these, 3 case subjects and 5 control subjects refused interviews; 4 case subjects and 5 control subjects consented but failed to arrive at 3 scheduled appointments; we were unable to schedule interviews for 2 case subjects and 16 control subjects. The infants of 4 case subjects expired within 72 hours of birth. Thus, we obtained interview data for 104 case subjects and 208 control subjects.

Study Questionnaire
Trained African American interviewers administered a structured questionnaire in the hospital. They collected data on mothers’ age, education, marital status, parity, prenatal care initiation, cigarette smoking, and alcohol use. Using previously validated instruments, they asked about lifetime and pregnancy exposure to interpersonal racial discrimination.^23,28 All participants were asked their lifetime and pregnancy exposure to interpersonal racial discrimination in 5 domains: at work, getting a job, at school, getting medical care, and getting service at a restaurant or store.²³ The questions were formatted for yes or no answers.²³ We determined the distribution of reported interpersonal racial discrimination in each domain, 1 or more domains, and 3 or more domains. Current or recently employed participants were asked an additional 20 questions about their lifetime and past year’s experiences with interpersonal racial discrimination at their primary place of employment.²⁸ We empirically dichotomized responses after data collection into none (none or less than once per year) and regularly (few times per year, few times per month, at least once a week, and nearly every day).

Statistics
We calculated the odds ratio and 95% confidence intervals of exposure to measured risk factors.²⁹ Confidence intervals were estimated by the Taylor series method.²⁹ We used multivariable logistic regression (PROC LOGISTIC³⁰) to estimate the independent association of maternal lifetime exposure to racism and VLBW.

	RESULTS

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There were minimal differences between case subjects and control subjects (critically ill and healthy) with respect to marital status, income, Medicaid status, prenatal care usage, parity, and alcohol consumption (Table 1). A slightly higher percentage of case subjects were found among the older, more educated women, and cigarette smokers (Table 1). When women aged older than 30 years or those having more than 12 years of education were compared with all others, a significantly increased association with VLBW was found (²=4.8, P=.03 for age, ²=5.4, P=.02 for education). The distribution of sociodemographic, biomedical, and behavioral characteristics did not vary between critically ill and healthy control subjects (data available from authors by request).

Table 3 shows that the association between maternal lifetime exposure to interpersonal racism and infant VLBW persisted across traditional sociodemographic, biomedical, and behavioral risk categories; however, there was some evidence of effect modification. The adverse effect of perceived discrimination was strongest among women aged 20 to 29 years, generally considered the optimal childbearing decade, whereas it was reduced or absent among teenaged women and women aged older than 30 years. Similarly, the association between maternal exposure to interpersonal racial discrimination and VLBW was strongest among women with more than 12 years of formal education. The odds ratios of infant VLBW for college-educated women who reported racial discrimination in 1 or more and 3 or more domains were 2.8 (95% CI=1.1, 7.1) and 7.3 (95% CI=1.9, 28.9), respectively. By contrast, for alcohol use and prenatal care categories, the racism effect was consistently stronger among women in the traditional high-risk sociodemographic, biomedical, and behavioral categories. Most important, 43 of the 48 odds ratios of VLBW for maternal lifetime exposure to interpersonal racial discrimination across the measured traditional risk factors were above unity; 95% confidence intervals often included 1.

	DISCUSSION

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Our study adds to the small but growing evidence of a relation between African American women’s exposure to interpersonal racial discrimination and pregnancy outcomes. We found that African American mothers who delivered VLBW preterm infants were more likely to report experiencing interpersonal racial discrimination during their lifetime than African American mothers who delivered NLBW infants at term. Stratified analyses showed that this association persisted across the common risk categories for reproductive health. In multivariate logistic regression models, the adjusted odds ratio of VLBW for African American mothers who experienced interpersonal racial discrimination in 1 or more and 3 or more (compared with none) domains equaled 1.7 and 2.6, respectively. Interestingly, among African American women who worked outside the home, those who gave birth to VLBW infants were more likely to report racial discrimination in the workplace than were the working mothers of NLBW infants. These findings provide evidence that greater lifetime exposure to racial discrimination among African American women contributes to the racial disparity in VLBW infants.

The conventional investigative approach to the racial disparity in the rates of VLBW births has been based on the implicit assumption that there is a set of risk factors that differ in quantity between the races but exert similar effects on African American and White women. An extensive literature has shown that established risk factors have minimal impact on the rate of VLBW for African Americans.^6,7 Moreover, this conceptualization does not take into account the nonrandom, pervasive, and multifaceted inequality that is bound up in the historical context of race, nor does it capture its effect on human beings over time.^18,31,32 Because African American women are regularly exposed to unique societal risk factors closely related to race,^18,31–33 restricting the search for such factors to a sample of African American women seems reasonable. We used an interviewer-administered closed-ended questionnaire to capture the variability of lifetime exposure to incidents perceived as racial discrimination and describe its association with infant birth-weight. The frequency of lifetime reported incidents of interpersonal racial discrimination in at least 1 domain was 40% among our control subjects. If we take this frequency as an accurate estimate for the general population of urban African American women, then exposure to perceived racial discrimination is a common risk factor. This estimate is consistent with published prevalence rates.³⁴

Our data show that the magnitude of the association between maternal reported lifetime exposure to racial discrimination and infant VLBW was strongest in the "finding a job" and "at place of employment" domains. Concordant with this phenomenon, working-class African American mothers of VLBW preterm infants in our sample were more likely to regularly experience specific episodes of interpersonal racism at their primary place of employment than working-class African American mothers of NLBW term infants. These findings are consistent with the limited literature showing a negative association between pregnant African American women’s psychosocial job strain and infant birthweight.³⁵ A recent study found that African American women with high job strain had infants with birthweights 273 grams less than those with low-strain jobs or those who did not work outside the home.³⁵

Few published studies have explicitly examined the relation between maternal exposure to racial discrimination and infant birthweight.^36,37 Using mailed questionnaire data from the Black Women’s Health Study, Rosenberg et al.³⁷ recently reported a small increase in preterm delivery among women who reported lifetime experiences of racism, particularly women with low levels of education.⁷ In contrast, our study shows that the association between maternal reported lifetime exposure to interpersonal racism and infant VLBW is strongest among college-educated women. Because reporting discrimination may adversely affect self-esteem and perceptions of control,³⁸ differences in the methodology (i.e., mailed survey vs face-to-face interviews) used to assess lifetime incidents may contribute to the dissimilar findings. Further research is needed to determine whether the inconsistencies reflect differences in unmeasured contextual variables.^{10,12,13,39–41}

Our study provides empirical evidence supporting the conceptual model proposed by Rich-Edwards et al.¹⁶ in which African American women’s lifetime exposure to interpersonal racism is explicitly included as a chronic stressor.¹⁶ Interestingly, we found no association between maternal self-reported exposure to interpersonal racial discrimination during pregnancy and infant VLBW. However, the prevalence of 1 or more reported incidents during pregnancy among case subjects and control subjects was low; moreover, the prevalence of 3 or more reported incidents during pregnancy among subjects was essentially nonexistent. Given the suspected strong association between reported incidents of interpersonal racial discrimination during pregnancy and VLBW among the subgroup of low-income African American mothers with high-risk behavioral characteristics,³⁶ our study did not have sufficient power to address the role of reported incidents during pregnancy.

Our study had a number of important limitations. First, because the experience of racial discrimination is a complex and multidimensional phenomenon, a more sensitive questionnaire may have led to better ascertainment of the exposure of chronic interpersonal racism. However, the assessment of discrimination in multiple domains and the characterization of regular exposure to discrimination in the workplace are strengths of the instruments used in our study.^23,28,38 In addition, the consistency of the elevated point estimates derived from 2 independently constructed instruments suggests that we accurately assessed exposure to interpersonal racial discrimination.^23,28 Second, our findings may have stemmed from a recall bias associated with the maternal anxiety associated with the admission of her infant to a neonatal intensive care unit. However, we found no difference in the prevalence of reported racism among control mothers of critically ill NLBW infants (a cohort with anxieties similar to those of case subjects) and the control mothers of healthy NLBW infants. Third, interviewer bias could have also influenced our results. However, the interviewers were trained to collect data using a structured questionnaire in an identical fashion for case subjects and control subjects. They were also blinded to the study hypotheses. Fourth, sample size considerations limited our ability to fully address the association of racism and infant VLBW across the full range of maternal sociodemographic, biomedical, and behavioral characteristics. Lastly, the results of our study may be limited by the possible confounding of unmeasured variables closely related to interpersonal racial discrimination.⁴¹ Lifelong exposure to interpersonal racism is unlikely to operate as a risk factor for pregnant women solely at the individual level, but it also expresses the cumulative impact of societal-level (i.e., institutional) racism exposures on birth outcome.^32,39 Our study suggests that a mechanism by which institutional racism affects female reproductive health is likely to be found in the reported incidents of racial discrimination in the workplace. As such, interventions that target both the reported incidents of racial discrimination in the workplace and the structural issues of race inequality that place a large percentage of African American women in conditions of severe income insecurity are needed to narrow the racial disparity in infant VLBW.⁴¹

In conclusion, the reported lifelong accumulated experiences of interpersonal racial discrimination by African American women constitute an independent risk factor for infant VLBW.

	Acknowledgments

 
This study was funded by Chicago Community Trust to J. W. Collins Jr.

Human Participant Protection
Institutional review board approval was obtained at each hospital and participants provided written informed consent.

	Footnotes

 
Contributors
J. Collins originated the study, led the writing, and supervised all aspects of its implementation. R. David led the analyses and supervised subject recruitment at Cook County Hospital. A. Handler assisted with the study and questionnaire development. S. Wall assisted with the study and supervised subject recruitment at the University of Chicago. S. Andes synthesized the analyses and supervised data entry. All authors helped to conceptualize ideas, interpret findings, and review drafts of the article.

Peer Reviewed

Accepted for publication May 6, 2004.

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This Article Abstract Full Text (PDF) Submit a response Purchase Article View Shopping Cart Alert me when this article is cited Alert me when eLetters are posted Alert me if a correction is posted Services Similar articles in this journal Similar articles in ISI Web of Science Similar articles in PubMed Alert me to new issues of the journal Download to citation manager Citing Articles Citing Articles via HighWire Citing Articles via ISI Web of Science (30) Citing Articles via Google Scholar Google Scholar Articles by Collins, J. W. Articles by Andes, S. Search for Related Content PubMed PubMed Citation Articles by Collins, J. W., Jr Articles by Andes, S.