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RESEARCH AND PRACTICE |
Janet S. St. Lawrence and Jami S. Leichliter are with the Division of STD Prevention, Centers for Disease Control and Prevention, Atlanta, Ga. Daniel E. Montaño, Danuta Kasprzyk, William R. Phillips, and Keira Armstrong are with the Battelle Centers for Public Health Research and Evaluation, Seattle, Wash. William R. Phillips is also with the Department of Family Medicine, University of Washington, Seattle.
Correspondence: Requests for reprints should be sent to Janet S. St. Lawrence, PhD, Behavioral Interventions and Research Branch, Division of STD Prevention, Mail Stop E-44, Centers for Disease Control and Prevention, 1600 Clifton Rd, NE, Atlanta, GA 30329 (e-mail: nzs4{at}cdc.gov).
| ABSTRACT |
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Objectives. This study presents results from a national survey of US physicians that assessed screening, case reporting, partner management, and clinical practices for syphilis, gonorrhea, chlamydia, and HIV infection.
Methods. Surveys were mailed to a random sample of 7300 physicians to assess screening, testing, reporting, and partner notification for syphilis, gonorrhea, chlamydia, and HIV.
Results. Fewer than one third of physicians routinely screened men or women (pregnant or nonpregnant) for STDs. Case reporting was lowest for chlamydia (37%), intermediate for gonorrhea (44%), and higher for syphilis, HIV, and AIDS (53%57%). Physicians instructed patients to notify their partners (82%89%) or the health department (25%34%) rather than doing so themselves.
Conclusions. STD screening levels are well below practice guidelines for women and virtually nonexistent for men. Case reporting levels are below those legally mandated; physicians rely instead on patients for partner notification. Health departments must increase collaboration with private physicians to improve the quality of STD care.
| INTRODUCTION |
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Federal resources for the control and prevention of STDs are largely distributed to state and local health departments, which for more than 50 years have provided disease surveillance, screening of at-risk individuals, partner contact tracing, and STD clinics that offer a safety net for medically underserved populations. The science base that informs STD control and prevention in the United States is generated primarily from research conducted in these publicly funded STD clinics. However, recent evidence suggests that most STD care in the United States takes place in the private sector. The National Health and Social Life Survey, a population-based household survey, revealed that STDs are frequently treated in private practice settings. Almost three quarters (71%) of the respondents diagnosed with an STD in the previous year had received their care from a private practice, community health center clinic, emergency room, or family planning clinic rather than from a publicly funded STD clinic. Only 5% reported that they were treated in an STD clinic. The remaining 24% received their STD care in a variety of settings other than those mentioned above.4
Relatively little is known about current STD practices outside of dedicated STD clinics. Although some small regional studies have been conducted, the last national STD survey of physicians was in 1968; it was very limited in scope, containing only 2 questions (number of STD cases that physicians diagnosed and number reported to public health departments).5 The health care climate has changed markedly since that time, with shifts toward managed care and advances in STD diagnostics and treatment.6 In addition, dwindling resources have closed or limited the hours of operation of publicly funded clinics in several geographic areas, raising concerns that financial constraints might contribute to an increasing prevalence of treatable STDs.
This report presents results from a national survey of US physicians that assessed screening, case reporting, partner management, and clinical practices for syphilis, gonorrhea, chlamydia, and HIV infection.
| METHODS |
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Each survey, which included a cash incentive of $15.00 and a postage-paid return envelope, was sent by Federal Express. A reminder postcard was mailed 10 days later, and repeat surveys were sent to nonrespondents 4, 7, and 15 weeks after the initial mailing.
The cumulative response rate was 70.2% after adjustment for surveys that were undeliverable or returned as ineligible. Completed surveys (n = 4226) were received from all 50 states and the District of Columbia, with approximately equal regional distribution (Northeast, 21%; South, 32%; Midwest, 25%; West, 22%). Fewer than 9% of the original sample disqualified themselves because they did not see enough STDs in their practices.
Sample
The mean age of the physicians who completed the survey was 46.2 (SD = 10.3) years, and 72% were male. Most of the sample was White (81%), with few Asian (13%), African American (4%), and Native American or Hawaiian/Pacific Islander physicians (< 1%). Five percent of the sample was of Hispanic or Latino ethnicity. On average, the physicians had been in practice 17.8 (SD = 10.5) years, spent 42.6 (SD = 16.4) hours a week in direct patient care, and saw 98.1 (SD = 72.1) patients per week. Most worked in private practice settings (87%), although 13% were in publicly funded settings such as the military, correctional care, veterans facilities, public health departments, or community health centers. Fewer than 1% practiced in dedicated STD clinics. Physicians work settings included solo practices (24%), single-specialty group practices (45%), multispecialty group practices (20%), staff model health maintenance organizations (HMOs) or other managed care organizations (6%), and other types of office practices (5%). The communities in which their practices were located were equally distributed between urban cities of more than 250 000 residents (25%), suburban communities and cities with 100 000 to 250 000 residents (28%), smaller cities of 25 000 to 100 000 residents (24%), and small towns and rural areas (23%).
The majority of the sample (77.6%; n = 3239) had diagnosed and treated STDs in their practices within the past year. The percentages of physicians who reported having diagnosed each disease in the past year were as follows: syphilis, 18.8%; gonorrhea, 53.8%; chlamydia, 73.4%; and HIV, 23.6%.
| RESULTS |
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Case Reporting
Table 2
presents physicians knowledge of disease-reporting requirements in their states, their frequency of reporting, beliefs about whether reporting was done by laboratories, and attitudes about whether case reporting is a worthwhile activity. Analyses of physicians reporting practices for chlamydia and HIV were adjusted to include only those physicians who practiced in states where chlamydia or HIV reporting was legally mandated and, for each disease, included only physicians who reported diagnosing that specific disease within the past year in each analysis.
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Partner Notification and Clinical Actions
Table 3
lists patient management actions, actions to prevent partner infection, and public health actions related to infection control that physicians might take when they diagnose an STD, and displays the percentages of physicians who indicated that they "always" take each action for each STD. Few physicians always referred patients with gonorrhea, chlamydia, or syphilis elsewhere for medical management (7%12%), but nearly 60% routinely referred patients with HIV elsewhere for treatment and management. More than half of physicians presumptively treated gonorrhea and chlamydia, and nearly 40% presumptively treated syphilis.
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The most common public health action was to report the patients name to the health department. This was done more often for syphilis and HIV (48%50%) than for gonorrhea and chlamydia (38%44%). One quarter (chlamydia and gonorrhea) to one third (syphilis and HIV) of physicians instructed patients to self-notify the health department of their diagnosis and to provide the health department with partner information. Only 9% to 16% of physicians obtained information about partners and sent this information to the health department.
Use of Newer Diagnostic Tests
For the items assessing physicians preferred diagnostic tests, response alternatives on a 5-point scale ranged from "never use" to "always use." Table 4
presents the percentage of physicians who indicated they "always" used a given test. Preferences of physicians with and without recent STD diagnosis experience were compared, but they did not differ. As shown in Table 4
, physicians who tested for either gonorrhea or chlamydia were most likely to be using DNA probe (gonorrhea, 36%; chlamydia, 42%) or laboratory culture (gonorrhea, 31%; chlamydia, 18%). Clinicians rarely used the newer urine-based tests (gonorrhea, 1.3%; chlamydia, 1.8%).
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| DISCUSSION |
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Physicians rates of encounters with syphilis and HIV appear to be higher than would be expected from current surveillance data; several possible interpretations suggest themselves. One possibility is that the burden of disease is considerably higher than current surveillance estimates. Another is that respondents may have equated previously diagnosed cases with incident infection. In addition, physicians who felt that they did not see STDs self-selected out of the survey.
This study documents considerable diversity in how physicians handle STD screening, testing, case reporting, and partner notification. Programs designed to influence the care that they provide will need to take into consideration this diversity and the factors that underlie it. No single intervention will be equally appropriate for all physicians. STD prevention and control is widely dispersed across a variety of practice settings and will require linkages between health departments and private physicians for optimal results.
The prevalence of STD screening was surprisingly low for men and for nonpregnant women, as was the percentage of physicians who screened pregnant women. Although the percentage of obstetricians/gynecologists who screened pregnant women was higher, it was still lower than the recommendations in standard practice guidelines, such as the STD Treatment Guidelines or the Guide to Clinical Preventive Services, that all pregnant women should be screened.9,10
Community-based physicians play an important role in case finding and reporting, but these behaviors are less frequent than might be assumed by public health authorities. From 23% to 49% of physicians lacked awareness of reporting requirements for either clinicians or laboratories. Twenty years ago, a smaller survey of physicians in New York State found that only about 30% to 37% knew which diseases they were required to report.11 This current survey reflects little improvement in providers knowledge of reporting requirements in the intervening years.
Reporting has improved since the last survey in 1968, when only 19% of physicians reported infectious syphilis and 30% of physicians reported gonorrhea.5 However, reporting remains well below optimal levels or state-mandated requirements. Policy-level interventions to increase case reporting may be beneficial. Further research to better clarify facilitators and barriers to case reporting could inform the development of interventions to improve case-reporting practices. Given the heavy reliance on laboratory reporting by many physicians, studies to document the actual reporting behavior of laboratories are essential to justify physicians dependence on this strategy.
About half of the physicians treated presumptively for gonorrhea (56.7%) and chlamydia (54.2%), and, surprisingly, almost 40% did so for syphilis. This has implications for disease surveillance, as presumptive treatment may not be accompanied by confirmatory diagnostic tests and physicians are relying on their laboratories to report cases. In addition, according to Centers for Disease Control and Prevention case definitions, presumptive diagnoses based only on clinical signs and symptoms are not reportable by physicians.9
The newer urine-screening diagnostic tests are rarely used by community-based physicians, although these tests are less invasive, more acceptable to patients, allow screening to be conducted in nontraditional settings, and are easier to implement for both men and women.12 Failure to use the newer testing technologies may be related to higher cost.
The results of this survey suggest that there are many missed opportunities to diagnose, treat, or prevent STDs in the United States.13 Another survey of primary care physicians found that only 49% reported that they asked their adult patients about STDs.14 Another national survey reported that only 40% of internal medicine physicians asked patients about sexual behaviors.15 Although consistent screening could compensate for the infrequency of taking a sexual history, rates of screening reported in this survey were insufficient to fill the gap.
Few physicians engage in partner notification, and most instruct patients to self-report to the health department or to notify their partners themselves. This reliance on patient notification represents a gap between common practice and our knowledge of its effectiveness. A better understanding is needed of what patients actually do when they are advised to inform their partners or the health department of their STD infection.
This study has several limitations. First, there may be an implicit sample bias if physicians who saw STDs were more likely to return the surveys. However, fewer than 9% of the original sample of 7300 physicians disqualified themselves because they did not see enough STDs in their practices to respond to the questionnaire. Second, this survey relied on physician self-report, and the accuracy of self-reported information is not known. However, other evidence suggests that physicians overstate their compliance with clinical guidelines and that when physician and patient reports are compared, physicians provide higher reports of adherence to clinical guidelines than do patients.13,1618 This suggests that any inherent bias would be in the direction of overreporting. Third, this study did not assess whether STDs were more likely to be diagnosed during an initial patient visit. Other research suggests that the frequency of STD discussions is different with new patients and with established patients.17
Finally, these data do not reflect a lack of dedication by practicing physicians. Some of the findings may arise from a lack of understanding, training, or resources that would allow physicians to more fully address STD issues in their practices. Limited time to counsel or to assess patients STD risk is another constraint. In addition, some physicians may consider STD to be of lesser concern than other health risks associated with chronic diseases, such as smoking or substance abuse. Prioritizing risk may be an even greater issue in managed care settings, where providers time is even more limited than in other practice settings. In addition, some providers may not feel that they have the skills or training needed to conduct sexual histories, diagnose and treat STDs, engage in effective risk reduction counseling, or provide partner services, or they may not feel comfortable performing these activities.
Further research to assess these issues, and to evaluate interventions to overcome barriers to more effective STD control, is needed. At a policy level, existing public health mandates clearly are insufficient to accomplish their public health objectives; providers were often unaware of the legal requirement for case reporting, and even when they were aware, they were not necessarily following through to report cases. At an institutional level, the findings have clear implications for medical education and continuing medical education programs. At a provider level, additional research to depict the barriers and facilitators that influence screening, presumptive treatment, test utilization, case reporting, and partner services would be helpful and could inform the development of interventions to address these issues. Research to identify alternative methods of gathering sexual history data, such as computerized health histories, would be helpful in identifying alternatives to personal inquiry by the physician. At a community level, research addressing awareness of the need for improved STD control, the importance of timely health care seeking, and compliance with treatment and implementation of partner referral could be useful. In view of physicians reliance on laboratory reporting, it would also be useful to conduct a parallel survey that focuses on laboratory reporting practices. Finally, repeat administration of this survey could be helpful in providing a "report card" of progress in the future.
| Acknowledgments |
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The authors express their appreciation to their colleagues who reviewed and critiqued an earlier version of this article: Drs Sevgi O. Aral, William Levine, and Robert Johnson from the Division of STD Prevention at CDC; Drs Robert Wood and Hanne Thiede from Public HealthSeattle and King County (Washington); and Dr Lydia Shrier, Boston Childrens Hospital and Harvard University Medical School, Boston, Mass.
Human Participant Protection
This study was reviewed and approved by the institutional review boards at the Centers for Disease Control and Prevention and the Battelle Centers for Public Health Research and Evaluation and by the federal Office of Management and Budget. A letter enclosed with each survey explained that the return of a completed survey constituted consent for research participation.
| Footnotes |
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Accepted for publication December 14, 2001.
| References |
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3. Centers for Disease Control and Prevention. Ten leading nationally notifiable infectious diseasesUnited States, 1995. MMWR Morb Mortal Wkly Rep. 1996;45:883884.[Medline]
4. Brackbill R, Sternberg M, Fishbein M. Where do people go for treatment of sexually transmitted diseases? Fam Plann Perspect. 1999;3:1015.
5. Fleming WL, Brown WJ, Donohue JF, Branigin PW. National survey of venereal disease treated by physicians in 1968. JAMA. 1970;11:18271830.
6. Holmes KK. Introduction. In: Homes KK, Sparling FP, Mardh P-A, et al., eds. Sexually Transmitted Diseases. 3rd ed. New York, NY: McGraw Hill; 1999:xxixxiii.
7. Hammett TM, Kaufman JA, Faulkner A, et al. Sexually Transmitted Disease (STD) Prevention in the United States: Integrated Evaluation of Public and Private Sector Disease Reporting and Service Delivery. Phase I Final Report. Atlanta, Ga: Centers for Disease Control and Prevention; 1997. Publication CDC 200930633.
8. National Center for Health Statistics. Data from the National Health Care Survey, 1995. Washington, DC: US Dept of Health and Human Services; 1997.
9. 1998 Guidelines for Treatment of Sexually Transmitted Diseases. Atlanta, Ga: Centers for Disease Control and Prevention; 1998.
10. US Preventive Services Task Force. Guide to Clinical Preventive Services. 2nd ed. Baltimore, Md: Williams & Wilkins; 1996.
11. Konowitz PM, Petrossian GA, Rose DN. The underreporting of disease and physicians knowledge of reporting requirements. Public Health Rep. 1984;99:3135.[Medline]
12. Morse SM, Beck-Sague CM, Mardh P-A. Issues in the laboratory diagnosis of STDs. In: Homes KK, Sparling FP, Mardh P-A, et al., eds. Sexually Transmitted Diseases. 3rd ed. New York, NY: McGraw Hill; 1999:723734.
13. Tao G, Irwin K, Kassler W. Missed opportunities to assess sexually transmitted diseases in US adults during routine medical checkups. Am J Prev Med. 2000;18:109114.[Medline]
14. Centers for Disease Control and Prevention. HIV prevention practices of primary-care physiciansUnited States, 1992. MMWR Morb Mortal Wkly Rep. 1994;42:988992.[Medline]
15. Schwarz JS, Lewis CE, Clancy C, et al. Internists practices in health promotion and disease prevention: a survey. Ann Intern Med. 1991;114:4653.
16. Montaño DE, Phillips WR. Cancer screening by primary care physicians: a comparison of rates obtained from physician self-report, patient survey, and chart audit. Am J Public Health. 1995;85:795800.
17. Boekeloo BO, Marx ES, Kral AH, et al. Frequency and thoroughness of STD-HIV risk assessment by physicians in a high-risk metropolitan area. Am J Public Health. 1991;81:15451648.
18. Silverstre AJ, Gehl MB, Encandela J, Schelzel G. A participant observation study using actors at publicly funded HIV counseling and testing sites in Pennsylvania. Am J Public Health. 2000;90:10961099.
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